Rockie Zeigler III, CFP®
CRD Number: 4746685
Current Firm: Rp Zeigler Investment Services
Compensation Model: Fee Only
Rockie Zeigler III (CRD# 4746685) is a Certified Financial Planner (CFP®) and private investment manager located in Peoria IL, with over 12 years of experience. Rockie is the author of the upcoming book entitled 'Mutual Funds Are So 1999.' The book is a detailed analysis of the structural, cost, and tax differences that exist between mutual funds and exchange traded funds (ETFs). Rockie has been sought out by media outlets such as the Peoria Journal Star, WYZZ TV, CNBC, The Huffington Post, and US News & World Report for his expertise in the areas of Social Security analysis, the current economic climate, and even the future of financial advice. Rockie also writes articles about investing, personal finance, and his life as a Father of 4 over at FinancialPlannerPeoriaIL.com. Rockie is an Investment Advisor Representative (IAR). See www.rpzeigler.com for more information.
Charles Schwab & Company, Inc.
Lpl Financial LLC
Royal Alliance Associates, Inc.
|RP Zeigler Investment Services, Inc.||Peoria, IL||Dec 2012 - Current||6|
|Edward Jones||St. Louis, MO||Apr 2007 - Dec 2012||5|
|Edward Jones||Metamora , IL||Mar 2004 - Jul 2005||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2004|
|S66||NASAA Uniform Combined State Law Examination||Apr 2007|
Total Assets Under Management22MILLIONS
Total Number of Accounts210ACCOUNTS
Average Account Value$105,911
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
RP Zeigler Investment Services, Inc. is a Registered Investment Adviser offering advisory services in the State of Illinois and in other jurisdictions where exempted. Registration does not imply a certain level of skill or training. The presence of this website on the Internet shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons of another jurisdiction unless otherwise permitted by statute. Follow-up or individualized responses to consumers in a particular state by RP Zeigler Investment Services, Inc. in the rendering of personalized investment advice for compensation shall not be made without our first complying with jurisdiction requirements or pursuant an applicable state exemption. All written content on this site is for information purposes only. Opinions expressed herein are solely those of RP Zeigler investment Services, Inc. unless otherwise specifically cited. Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness. All information or ideas provided should be discussed in detail with an advisor, accountant or legal counsel prior to implementation.
The information on this site is provided “AS IS” and without warranties of any kind either express or implied. To the fullest extent permissible pursuant to applicable laws, RP Zeigler Investment Services, Inc. disclaims all warranties, express or implied, including, but not limited to, implied warranties of merchantability, non-infringement and suitability for a particular purpose. RP Zeigler Investment Services, Inc. does not warrant that the information will be free from error. None of the information provided on this website is intended as investment, tax, accounting or legal advice, as an offer or solicitation of an offer to buy or sell, or as an endorsement of any company, security, fund, or other securities or non-securities offering. The information should not be relied upon for purposes of transacting securities or other investments. Your use of the information is at your sole risk. Under no circumstances shall RP Zeigler Investment Services, Inc. be liable for any direct, indirect, special or consequential damages that result from the use of, or the inability to use, the materials in this site, even if RP Zeigler Investment Services, Inc. or a RP Zeigler Investment Services, Inc. authorized representative has been advised of the possibility of such damages. In no event shall RP Zeigler Investment Services, Inc. have any liability to you for damages, losses and causes of action for accessing this site. Information on this website should not be considered a solicitation to buy, an offer to sell, or a recommendation of any security in any jurisdiction where such offer, solicitation, or recommendation would be unlawful or unauthorized.
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