Roger Edwards, financial advisor Waukesha WI
93 score

Roger Edwards

CRD Number: 4483804
Current Firm: Global View Capital Management, Ltd

Roger Edwards (CRD# 4483804) is an Investment Advisor Representative working at Global View Capital Management, Ltd in Waukesha, WI and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Global View Capital Management, Ltd Waukesha, WI Jan 2014 - Current 4
Global View Capital Insurance, Ltd. Waukesha, WI Aug 2011 - Current 6
Purshe Kaplan Sterling Investments Albany, NY Mar 2014 - Dec 2014 < 1
Camp Stuff Sammamish, WA Jan 2011 - Jun 2014 3
The Strategic Financial Alliance, Inc. Atlanta, GA Jul 2011 - Dec 2013 2
Investment Advisors International, Inc. Johns Creek, GA Mar 2008 - Jul 2011 3
World Group Securities, Inc. Johns Creek, GA Apr 2002 - Jul 2011 9
World Financial Group Johns Creek, GA Jun 2001 - Jul 2011 10
The Mortgage Banker Group Dba The Jensen Group Redmond, WA Jul 2010 - Dec 2010 < 1
Pinnacle Capital Mortgage Corporation Puyallup, WA May 2010 - Jul 2010 < 1
Sunset Mortgage Company Lake Oswelo, OR Jul 2008 - Apr 2010 1
A Plus Mortgage Company Tukwila, WA Feb 2003 - Aug 2009 6
Innergy Lending Portland, OR Mar 2007 - Jun 2008 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 2008
S63 Uniform Securities State Law Examination Feb 2002
Contact Info for Roger W. Edwards
Phone Number: 262-650-1030
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    305
    MILLIONS
  • Total Number of Accounts
    4,714
    ACCOUNTS
  • Average Account Value
    $64,698
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AR, AZ, CA, CO, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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