Roman Rodriguez, financial advisor Palmdale CA

Roman Rodriguez

CRD Number: 6572394
Current Firm: J.p. Morgan Securities LLC

Roman Rodriguez (CRD# 6572394) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Palmdale, CA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Jpmorgan Chase Bank, N.a. Valencia, CA Dec 2020 - Current 1
J.p. Morgan Securities LLC Valencia, CA Dec 2020 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pasadena, CA Nov 2018 - Nov 2020 2
Bank Of America Corp Pasadena, CA Nov 2018 - Nov 2020 2
Citigroup Global Markets Inc. Los Angeles, CA Oct 2015 - Dec 2018 3
Citibank, N.a. Pasadena, CA Oct 2012 - Dec 2018 6
Jpmorgan Chase Bank, N.a. Granada Hills, CA Aug 2000 - Sep 2012 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2015
S66 NASAA Uniform Combined State Law Examination Dec 2018
Contact Info for Roman Rodriguez
Phone Number: 800-999-2000
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    188,264
    MILLIONS
  • Total Number of Accounts
    729,091
    ACCOUNTS
  • Average Account Value
    $258,218
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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