Samantha Compton, financial advisor Lees Summit MO
81 score

Samantha Compton

CRD Number: 6103107
Current Firm: Wise Wealth, LLC

Samantha Compton (CRD# 6103107) is an Investment Advisor Representative working at Wise Wealth, LLC in Lees Summit, MO and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Wise Wealth, LLC Lee's Summit, MO Nov 2016 - Current 1
Bank Of America, N.a. Leawood, KS Mar 2013 - Nov 2016 3
Merrill Lynch, Pierce, Fenner And Smith Incorporated Leawood, KS Jul 2012 - Nov 2016 4
The Logistics Store Liberty, MO Feb 2011 - Jul 2012 1
Reko Blue Springs, MO Jun 2010 - Jan 2011 < 1
Self Employed-insurance Sales Liberty, MO Feb 2010 - May 2010 < 1
Reko Blue Springs, MO Jul 2009 - Jan 2010 < 1
Office Max Liberty, MO Jun 2009 - Jun 2009 < 1
Self Employed-appt Setter Liberty, MO Dec 2008 - May 2009 < 1
Ash City Lenexa, KS Oct 2008 - Nov 2008 < 1
Unemployed Liberty, MO Aug 2008 - Sep 2008 < 1
Olathe Toyota Olathe, KS Jun 2008 - Aug 2008 < 1
Starbucks Coffee Independence, MO Aug 2007 - Jun 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Samantha M. Compton
Phone Number: 816-246-9473
Registered State(s):
  • KS
  • MO
By the Numbers
  • Total Assets Under Management
    45
    MILLIONS
  • Total Number of Accounts
    305
    ACCOUNTS
  • Average Account Value
    $147,541
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

KS, MO

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BADGES
81

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