Sammy Smith, financial advisor Albany GA

Sammy Smith

CRD Number: 1982209
Current Firm: Lpl Financial LLC

Sammy Smith (CRD# 1982209) is an Investment Advisor Representative working at Lpl Financial LLC in Albany, GA and has over 34 years of experience in the finance industry. Sammy Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial, LLC Albany, GA Jul 2021 - Current 2
Real Estate Rental Properties Albany, GA Oct 2014 - Current 9
Smith's Daycare Albany, GA Oct 2000 - Current 23
Various Insurance Carriers For W&r Insurance Agencies Albany, GA Oct 1989 - Jul 2021 31
Waddell & Reed, Inc. Tallahassee, GA Aug 1989 - Jul 2021 31
Union Baptist Church Albany, GA Apr 2013 - Jun 2019 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1989
S65 NASAA Investment Advisors Law Examination Feb 1997
Contact Info for Sammy L. Smith
Phone Number: 704-733-3300
Registered State(s):
  • AL
  • FL
  • GA
  • MI
  • SC
  • VA
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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