Sandra MendozaCRD Number: 5341424
Current Firm: Charles Schwab & Company, Inc.
Sandra Mendoza (CRD# 5341424) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in El Paso, TX and has over 10 years of experience in the finance industry.
Lauterbach Financial Advisors, LLC
Wells Fargo Clearing Services, LLC
First Allied Advisory Services, Inc.
|Charles Schwab & Company, Inc.||El Paso, TX||Nov 2017 - Current||< 1|
|Morgan Stanley||Bellevue, WA||Dec 2015 - Nov 2017||1|
|Morgan Stanley Smith Barney||El Paso, TX||Jun 2009 - Dec 2015||6|
|Morgan Stanley & Co, Inc.||El Paso, TX||May 2007 - Jun 2009||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY