Sanjiv Varghese, financial advisor Dallas TX
90 score

Sanjiv Varghese

CRD Number: 6217747
Current Firm: Belmont Global Advisors, Inc.

Sanjiv Varghese (CRD# 6217747) is an Investment Advisor Representative working at Belmont Global Advisors, Inc. in Dallas, TX and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Belmont Global Advisors, Inc. Dallas, TX Sep 2017 - Current < 1
Ameriprise Financial Services, Inc. Plano, TX Jun 2014 - Sep 2017 3
Fidelity Investments Westlake, TX Jun 2013 - Jun 2014 1
Cazenovia Chamber Of Commerce Cazenovia, NY Feb 2013 - May 2013 < 1
Cazenovia College Cazenovia, NY Sep 2012 - Feb 2013 < 1
Enterprise Rent-a-car Albany, NY May 2012 - Aug 2012 < 1
Cazenovia College Annual Fund Cazenovia, NY Feb 2012 - Apr 2012 < 1
Cazenovia College Cazenovia, NY Aug 2011 - Feb 2012 < 1
Jack Levy Cpa Albany, NY May 2011 - Aug 2011 < 1
Cazenovia College Cazenovia, NY May 2010 - May 2011 1
Cazenovia College Cazenovia, NY Aug 2009 - May 2010 < 1
Ful- Time Education Albany, NY Jan 2003 - May 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2013
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Sanjiv K. Varghese
Phone Number: 214-559-9790
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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