Scott Schiele, financial advisor Norwalk CT
93 score

Scott Schiele

CRD Number: 5475658
Current Firm: Mmc Securities LLC

Scott Schiele (CRD# 5475658) is an Investment Advisor Representative working at Mmc Securities LLC in Norwalk, CT and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Mercer Health & Benefits Portland, OR Jan 2008 - Current 10
Mmc Securities Corp. Portland, OR Jan 2008 - Current 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2008
Contact Info for Scott W. Schiele
Phone Number: 212-345-5000
Registered State(s):
  • OR
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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