Sean Jones, financial advisor Bellingham WA
83 score

Sean Jones

CRD Number: 5442184
Current Firm: Key Investment Services LLC

Sean Jones (CRD# 5442184) is an Investment Advisor Representative working at Key Investment Services LLC in Bellingham, WA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Key Investment Services Mount Vernon, WA Oct 2016 - Current 1
Wells Fargo Advisors LLC Mount Vernon, WA Jul 2011 - Oct 2016 5
Key Investment Services Mount Vernon, WA Apr 2010 - Jul 2011 1
Rbc Capital Markets Corporation Bellingham, WA Mar 2008 - Mar 2010 2
Rbc Dain Rauscher Bellingham, WA Oct 2007 - Mar 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2008
S66 NASAA Uniform Combined State Law Examination Feb 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Sean M. Jones
Phone Number: (888) 547-2968
Firm Website: http://www.key.com
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    1,744
    MILLIONS
  • Total Number of Accounts
    11,490
    ACCOUNTS
  • Average Account Value
    $151,779
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, KY, MA, MD, ME, MI, NC, NH, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, VT, WA

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BADGES
83

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