Sean O'connorCRD Number: 5597519
Current Firm: Epstein And White Financial LLC
Sean O'connor (CRD# 5597519) is an Investment Advisor Representative working at Epstein And White Financial LLC in San Diego, CA and has over 8 years of experience in the finance industry. Sean O'connor has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Park Avenue Securities LLC
Nautilus Advisors LLC
Heyman Investment Counseling LLC
|Epstein And White Financial LLC||San Diego, CA||May 2017 - Current||< 1|
|Anchor Bay Securities, LLC||Carlsbad, CA||Dec 2015 - Apr 2017||1|
|Anchor Bay Capital, Inc.||Carlsbad, CA||Dec 2015 - Apr 2017||1|
|Independent Financial Group||San Diego, CA||May 2011 - Dec 2015||4|
|Financial Designs Ltd.||San Diego, CA||May 2011 - Dec 2015||4|
|Unemployed||San Diego, CA||Dec 2010 - May 2011||< 1|
|Rjl Wealth Management, LLC||San Diego, CA||Apr 2010 - Dec 2010||< 1|
|First Allied Securities||San Diego, CA||Sep 2008 - Dec 2010||2|
|Raymond J Lucia Companies||San Diego, CA||Sep 2008 - Apr 2010||1|
|22nd District Agricultural Association||Del Mar, CA||Jun 2008 - Jul 2008||< 1|
|University Of Southern California||Los Angeles, CA||Aug 2007 - May 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2009|
Total Assets Under Management202MILLIONS
Total Number of Accounts4,445ACCOUNTS
Average Account Value$45,444
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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