Seku Shabazz, financial advisor Beachwood OH
78 score

Seku Shabazz

CRD Number: 5988727
Current Firm: Cle Retirement Planning

Seku Shabazz (CRD# 5988727) is an Investment Advisor Representative working at Cle Retirement Planning in Beachwood, OH and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Cle Retirement Planning Beachwood, OH Oct 2017 - Current < 1
The Prudential Insurance Company Of America Beachwood, OH Aug 2015 - Current 2
Pruco Securities, LLC Beachwood, OH Aug 2015 - Current 2
Unemployed Cleveland, OH Jun 2015 - Aug 2015 < 1
Mass Mutual Cleveland, OH Jun 2013 - Jun 2015 2
Mml Investors Services Cleveland, OH Jun 2013 - Jun 2015 2
Farmers Financial Solutions Independence, OH Nov 2011 - Jun 2013 1
Farmers Insurance Independence, OH Sep 2011 - Jun 2013 1
Unemployed Cleveland Heights, OH Jun 2011 - Sep 2011 < 1
Iedi Source Solon, OH Feb 2011 - Jun 2011 < 1
Unemployed Cleveland Heights, OH Jan 2011 - Feb 2011 < 1
Bessamaire Sales LLC Cleveland, OH Nov 2010 - Jan 2011 < 1
Rainsoft, Inc. Cleveland, OH Mar 2010 - Nov 2010 < 1
Jet, Inc. Hihland Heights, OH Jul 2007 - Mar 2010 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2015
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Seku N. Shabazz
Phone Number: 216-930-8200
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

OH

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BADGES
78

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