Seku Shabazz (CRD# 5988727) is an Investment Advisor Representative working at Great Lakes Retirement Planning LLC in Cleveland, OH and has over 9 years of experience in the finance industry.
CRD# 5310387
Lpl Financial LLC
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Great Lakes Financing, LLC | Beachwood, OH | Aug 2018 - Current | 5 |
| Great Lakes Loan Servicing, LLC | Beachwood, OH | Jun 2018 - Current | 5 |
| Great Lakes Retirement Planning, LLC | Beachwood, OH | Oct 2017 - Current | 6 |
| Ash Brokerage | Fort Wayne, IN | Oct 2017 - Current | 6 |
| Pruco Securities LLC | Newark, NJ | Aug 2015 - Oct 2017 | 2 |
| Prudential Insurance Company Of America | Beachwood, OH | Aug 2015 - Sep 2017 | 2 |
| Unemployed | Cleveland, OH | Jun 2015 - Jul 2015 | < 1 |
| Mml Investor Services | Cleveland, OH | Jun 2015 - Jun 2015 | < 1 |
| Mass Mutual | Cleveland, OH | Jun 2013 - Jun 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NH
- OH
- TX
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Total Assets Under Management4MILLIONS
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Total Number of Accounts70ACCOUNTS
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Average Account Value$60,649
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
NH, OH, TX
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