Sergio GuzmanCRD Number: 6910767
Current Firm: Charles Schwab & Company, Inc.
Sergio Guzman (CRD# 6910767) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Phoenix, AZ and has over 4 years of experience in the finance industry.
Financial Planning For Generations, Inc.
Aegis Wealth Partners, LLC
|Charles Schwab & Company||Fort Worth, TX||Oct 2022 - Current||< 1|
|Td Ameritrade||Southlake, TX||May 2021 - Current||1|
|Wells Fargo Clearing Services LLC||Keller, TX||Feb 2018 - Apr 2021||3|
|Wells Fargo Bank Na||Pasadena, CA||Feb 2015 - Feb 2018||3|
|At&t||Pasadena, CA||Dec 2013 - Feb 2015||1|
|Best Buy||Santa Clarita, CA||Nov 2013 - Dec 2013||< 1|
|Unemployed||Lancaster, CA||May 2013 - Nov 2013||< 1|
|Bank Of America||Lancaster, CA||Oct 2011 - May 2013||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2018|
|S65||NASAA Investment Advisors Law Examination||Nov 2019|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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