Shaun EckCRD Number: 5574644
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Shaun Eck (CRD# 5574644) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Deer Park, IL and has over 9 years of experience in the finance industry.
Forum Financial Management, LP
Nfp Advisor Services, LLC
|Bank Of America, N.a.||Deer Park, IL||Feb 2018 - Current||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Deer Park, IL||Oct 2017 - Current||< 1|
|American Airlines Credit Union||Rosemont, IL||Sep 2015 - Oct 2017||2|
|Cetera Investment Services LLC||St Cloud, MN||Sep 2015 - Oct 2017||2|
|Cetera Investment Advisers LLC||Rosemont, IL||Sep 2015 - Oct 2017||2|
|Lpl Financial LLC||Cary, IL||Dec 2013 - Sep 2015||1|
|Fifth Third Securities||Crystal Lake, IL||Jan 2013 - Dec 2013||< 1|
|Lpl Financial||Charlotte, NC||Mar 2011 - Jan 2013||1|
|First American Bank||Dundee, IL||Mar 2011 - Jan 2013||1|
|Primevest Financial||St Cloud, MN||Aug 2009 - Mar 2011||1|
|North Shore Bank||Mchenry, IL||Jul 2009 - Aug 2009||< 1|
|Morgan Stanley Smith Barney||Barrington, IL||Jun 2009 - Jul 2009||< 1|
|Morgan Stanley & Company Incorporated||Barrington, IL||Jul 2008 - Jul 2009||1|
|Paramount Lending Group, LLC||Barrington, IL||Jun 2006 - Jul 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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