Shaun Thompson, financial advisor Waltham MA
96 score

Shaun Thompson

CRD Number: 5414525
Current Firm: Peak Financial Management Inc.

Shaun Thompson (CRD# 5414525) is an Investment Advisor Representative working at Peak Financial Management Inc. in Waltham, MA and has over 10 years of experience in the finance industry. Shaun Thompson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Peak Financial Management, Inc. Waltham, MA Oct 2017 - Current < 1
The Colony Group, LLC Boston, MA Jul 2012 - Jul 2017 5
Mintz Levin Financial Advisors, LLC Boston, MA Jun 2007 - Jun 2017 10
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Oct 2007
Contact Info for Shaun P. Thompson
Phone Number: 781-487-9500
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    330
    MILLIONS
  • Total Number of Accounts
    1,071
    ACCOUNTS
  • Average Account Value
    $308,235
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, FL, MA, NH, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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