Shawn Riggins, financial advisor Westlake TX
93 score

Shawn Riggins

CRD Number: 5372976
Current Firm: Charles Schwab & Company, Inc.

Shawn Riggins (CRD# 5372976) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Westlake, TX and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Westlake, TX Nov 2016 - Current 1
Self-employed Fort Worth, TX Aug 2016 - Nov 2016 < 1
Wfg Investments, Inc. Fort Worth, TX Jul 2015 - Jul 2016 1
Wfg Advisors, LP Fort Worth, TX Jul 2015 - Jul 2016 1
The Rudd Company Fort Worth, TX Jul 2015 - Jul 2016 1
Park Avenue Securities LLC Fort Worth, TX Mar 2015 - Jul 2015 < 1
National Planning Corporation Santa Monica, CA Jun 2008 - Feb 2015 6
Rosenthal Retirement Planning Fort Worth, TX May 2008 - Feb 2015 6
Plano Symphony Plano, TX Sep 2003 - Jun 2009 5
Td Ameritrade Fort Worth, TX Jul 2007 - Jun 2008 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2007
S66 NASAA Uniform Combined State Law Examination Feb 2008
Contact Info for Shawn C. Riggins
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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