Shirley Tan, financial advisor Glendale CA
81 score

Shirley Tan

CRD Number: 5562662
Current Firm: Perennial Financial Services

Shirley Tan (CRD# 5562662) is an Investment Advisor Representative working at Perennial Financial Services in Glendale, CA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Perennial Investment Advisors Llc (perennial Financial Services) Glendale, CA Aug 2017 - Current < 1
Lpl Financial, LLC Glendale, CA Jan 2016 - Current 2
Lake Avenue Financial, LLC Pasadena, CA Feb 2016 - Aug 2017 1
Ameriprise Financial Services Inc. Glendale, CA Jul 2008 - Dec 2015 7
Moneyline Mto Glendale, CA Feb 1992 - Dec 2008 16
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Shirley C. Tan
Phone Number: 310-445-2504
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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