Sophie Brooks-Ames, financial advisor Austin TX
90 score

Sophie Brooks-Ames

CRD Number: 6185685
Current Firm: Sage Advisory Services Ltd Co

Sophie Brooks-Ames (CRD# 6185685) is an Investment Advisor Representative working at Sage Advisory Services Ltd Co in Austin, TX and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Northern Lights Distributors, LLC Omaha, NE Sep 2017 - Current < 1
Sage Advisory Services, Ltd Company Austin, TX Aug 2017 - Current < 1
Axa Advisors, LLC New York, NY Sep 2013 - Aug 2017 3
Unemployed Austin, TX May 2013 - Aug 2013 < 1
Moneythink Claremont, CA Sep 2012 - May 2013 < 1
Motley Coffee House Claremont, CA Aug 2009 - May 2013 3
Wildhaven Ranch Cedar Glen, CA Sep 2012 - Mar 2013 < 1
Greenlights Austin, TX Jun 2012 - Aug 2012 < 1
Z' Tejas Austin, TX Jun 2012 - Aug 2012 < 1
New Times Newspaper Copenhagen, Feb 2012 - May 2012 < 1
Paseo Los Monos Puyo, Nov 2011 - Dec 2011 < 1
Kidcare International Claremont, CA Oct 2010 - May 2011 < 1
Z' Tejas Austin, TX Jun 2010 - Aug 2010 < 1
Austin Waldorf School Austin, TX Apr 2003 - May 2009 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2013
Contact Info for Sophie G. Brooks-Ames
Phone Number: 512-327-5530
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    10,183
    MILLIONS
  • Total Number of Accounts
    2,057
    ACCOUNTS
  • Average Account Value
    $4,950,425
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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