Stanley Kaut, financial advisor Brentwood CA
96 score

Stanley Kaut

CRD Number: 1214133
Current Firm: Securities America Advisors, Inc.

Stanley Kaut (CRD# 1214133) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Brentwood, CA and has over 19 years of experience in the finance industry. Stanley Kaut has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Securities America Advisors, Inc. Brentwood, CA Dec 2016 - Current 1
Securities America, Inc. Brentwood, CA Dec 2016 - Current 1
Arbor Point Advisors Brentwood, CA Dec 2016 - Dec 2016 < 1
Foothill Securities, Inc. Brentwood, CA Jun 1995 - Dec 2016 21
Apc International Inc. Campbell, CA Jul 2015 - Feb 2016 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1999
Contact Info for Stanley W. Kaut
Phone Number: 402-399-9111
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    15,610
    MILLIONS
  • Total Number of Accounts
    105,891
    ACCOUNTS
  • Average Account Value
    $147,418
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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