Stephen Alinikoff, financial advisor Wilkes-barre PA
41 score

Stephen Alinikoff

CRD Number: 1022014
Current Firm: Capital Markets Iq, LLC

Stephen Alinikoff (CRD# 1022014) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Wilkes-barre, PA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Capital Markets Iq, LLC Wilmington, DE Nov 2017 - Current < 1
Prospera Financial Services, Inc. Dallas, TX Apr 2009 - Current 9
Spc Ann Arbor, MI May 2005 - Apr 2009 3
Sammons Securities Company, LLC Ann Arbor, MI Apr 2005 - Apr 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1983
S66 NASAA Uniform Combined State Law Examination Nov 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Civil Judgement
  • Regulatory Event
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Stephen M. Alinikoff
Phone Number: 310.882.6380
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    254
    MILLIONS
  • Total Number of Accounts
    627
    ACCOUNTS
  • Average Account Value
    $405,220
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AR, AZ, CA, CO, DE, FL, GA, IL, LA, MA, MD, MI, MO, NC, NE, NH, PA, TN, TX, VA

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BADGES
41

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