Stephen AlinikoffCRD Number: 1022014
Current Firm: Capital Markets Iq, LLC
Stephen Alinikoff (CRD# 1022014) is an Investment Advisor Representative working at Capital Markets Iq, LLC in Wilkes-barre, PA and has over 34 years of experience in the finance industry.
Northeastern Financial Consultants, Inc.
Ameriprise Financial Services, Inc.
|Capital Markets Iq, LLC||Wilmington, DE||Nov 2017 - Current||< 1|
|Prospera Financial Services, Inc.||Dallas, TX||Apr 2009 - Current||9|
|Spc||Ann Arbor, MI||May 2005 - Apr 2009||3|
|Sammons Securities Company, LLC||Ann Arbor, MI||Apr 2005 - Apr 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1983|
|S66||NASAA Uniform Combined State Law Examination||Nov 2001|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Civil Judgement
- Regulatory Event
- Judgments / Liens
Total Assets Under Management254MILLIONS
Total Number of Accounts627ACCOUNTS
Average Account Value$405,220
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AR, AZ, CA, CO, DE, FL, GA, IL, LA, MA, MD, MI, MO, NC, NE, NH, PA, TN, TX, VA
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