Stephen ChanCRD Number: 6014783
Current Firm: J.p. Morgan Securities LLC
Stephen Chan (CRD# 6014783) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in San Mateo, CA and has over 6 years of experience in the finance industry.
Skyoak Wealth Management, Inc.
Blossom Wealth Management, LLC
Parker Investment Management, LLC
|Jp Morgan Securities LLC||San Mateo, CA||Oct 2016 - Current||1|
|Wells Fargo Advisors, LLC||Palo Alto, CA||Feb 2015 - Sep 2016||1|
|J.p. Morgan Securities LLC||San Francisco, CA||Oct 2012 - Feb 2015||2|
|Chase Investment Services Corp||San Francisco, CA||Jan 2012 - Oct 2012||< 1|
|Jpmorgan Chase Bank||San Francisco, CA||Jun 2011 - Oct 2012||1|
|Jpmorgan Chase Bank||San Francisco, CA||Aug 2010 - Jun 2011||< 1|
|Jpmorgan Chase Bank||San Francisco, CA||Jun 2009 - Aug 2010||1|
|Jpmorgan Chase Bank||San Bruno, CA||Sep 2008 - Jun 2009||< 1|
|Skyline College||San Bruno, CA||Jun 2000 - Dec 2008||8|
|Washington Mutual Bank||San Bruno, CA||Jul 2008 - Sep 2008||< 1|
|L&l Hawaiian Barbecue||Pacifica, CA||May 2005 - Jul 2008||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2012|
|S66||NASAA Uniform Combined State Law Examination||Jan 2013|
Total Assets Under Management81,562MILLIONS
Total Number of Accounts376,424ACCOUNTS
Average Account Value$216,675
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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