Stephen TavanoCRD Number: 6281659
Current Firm: Prudential Financial Planning Services
Stephen Tavano (CRD# 6281659) is an Investment Advisor Representative working at Prudential Financial Planning Services in Sarasota, FL and has over 4 years of experience in the finance industry.
A New Approach Financial Planning
Seacure Advisors LLC
Williams Wealth Management Group, Inc.
|Pruco Securities, LLC||Sarasota, FL||Dec 2017 - Current||< 1|
|Prudential Insurance Company Of America||Sarasota, FL||Dec 2017 - Current||< 1|
|Edward Jones||St Louis, MO||Jan 2014 - Nov 2017||3|
|Sci/dignity Memorial||Bradenton, FL||Aug 2012 - Jan 2014||1|
|Nyc Dept. Of Education||Bronx, NY||Sep 1993 - Sep 2012||19|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Apr 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management5,161MILLIONS
Total Number of Accounts41,530ACCOUNTS
Average Account Value$124,275
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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