Stephen Woodward, financial advisor San Mateo CA
96 score

Stephen Woodward

CRD Number: 5906705
Current Firm: J.p. Morgan Securities LLC

Stephen Woodward (CRD# 5906705) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in San Mateo, CA and has over 6 years of experience in the finance industry. Stephen Woodward has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Jpmorgan Securities LLC Los Altos, CA Oct 2013 - Current 4
Spinnaker Sailing School Redwood City, CA Oct 2010 - Jun 2015 4
Bank Of America, N.a. San Jose, CA Jul 2011 - Aug 2013 2
Merrill Lynch San Jose, CA Mar 2011 - Aug 2013 2
Manpower Palo Alto, CA Jan 2011 - Mar 2011 < 1
Unemployed Mountain View, CA Jun 2010 - Sep 2010 < 1
London & Country Bath, Apr 2008 - May 2010 2
Shaken Stephen's Limited Oxford, Jul 2005 - Jun 2009 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2011
Contact Info for Stephen J. Woodward
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    81,562
    MILLIONS
  • Total Number of Accounts
    376,424
    ACCOUNTS
  • Average Account Value
    $216,675
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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