Steven Bane, financial advisor Scottsdale AZ
83 score

Steven Bane

CRD Number: 3112198
Current Firm: Bane O'leary LLC

Steven Bane (CRD# 3112198) is an Investment Advisor Representative working at Bane O'leary LLC in Scottsdale, AZ and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Bane O'leary LLC Scottsdale, AZ Apr 2017 - Current < 1
Steven C. Bane, Sole Proprietor Scottsdale, AZ Jan 2014 - Current 4
Bane Management LLC Scottsdale, AZ Nov 2008 - Current 9
Mutual Securities, Inc. Camarillo, CA Aug 2016 - Apr 2017 < 1
Barber Financial Group, Inc. Lenexa, KS Nov 2013 - Apr 2017 3
National Planning Corporation Phoenix, AZ Jul 2012 - Aug 2016 4
Woodbury Financial Services Inc. Phoenix, AZ Nov 2008 - Aug 2012 3
American Express Financial Advisors, Inc. Phoenix, AZ Oct 2006 - Nov 2008 2
River Source Life Ins Co Phoenix, AZ Sep 2005 - Nov 2008 3
Ameriprise Financial Services Inc. Phoenix, AZ Jan 2002 - Nov 2008 6
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2013
S63 Uniform Securities State Law Examination Nov 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Steven C. Bane
Phone Number: 952-236-4213
Registered State(s):
  • AZ
  • CO
  • MN
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States


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