Steven Bender, financial advisor Valhalla NY

Steven Bender

CRD Number: 6124244
Current Firm: Kestra Advisory Services, LLC

Steven Bender (CRD# 6124244) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Valhalla, NY and has over 11 years of experience in the finance industry. Steven Bender has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Westchester Benefit Group Valhalla, NY Jan 2019 - Current 5
Kestra Investment Services, LLC Valhalla, NY Jan 2019 - Current 5
Kestra Advisory Services, LLC Valhalla, NY Jan 2019 - Current 5
Ameriprise Financial Services, Inc. Mount Kisco, NY Oct 2016 - Jan 2019 2
Kestra Financial Services, Inc. Austin, TX Apr 2016 - Oct 2016 < 1
Liverzani And Bender, Cpa Mt Kisco, NY Dec 2009 - Oct 2016 6
Nfp Securities, Inc. Austin, TX Nov 2013 - Apr 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2024
S66 NASAA Uniform Combined State Law Examination Mar 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Steven E. Bender
Phone Number: 8445537872
Registered State(s):
  • NY
By the Numbers
  • Total Assets Under Management
    41,795
    MILLIONS
  • Total Number of Accounts
    140,407
    ACCOUNTS
  • Average Account Value
    $297,671
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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