Steven Bender (CRD# 6124244) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Valhalla, NY and has over 11 years of experience in the finance industry. Steven Bender has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Westchester Benefit Group | Valhalla, NY | Jan 2019 - Current | 5 |
Kestra Investment Services, LLC | Valhalla, NY | Jan 2019 - Current | 5 |
Kestra Advisory Services, LLC | Valhalla, NY | Jan 2019 - Current | 5 |
Ameriprise Financial Services, Inc. | Mount Kisco, NY | Oct 2016 - Jan 2019 | 2 |
Kestra Financial Services, Inc. | Austin, TX | Apr 2016 - Oct 2016 | < 1 |
Liverzani And Bender, Cpa | Mt Kisco, NY | Dec 2009 - Oct 2016 | 6 |
Nfp Securities, Inc. | Austin, TX | Nov 2013 - Apr 2016 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 2024 |
S66 | NASAA Uniform Combined State Law Examination | Mar 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management41,795MILLIONS
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Total Number of Accounts140,407ACCOUNTS
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Average Account Value$297,671
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