Steven James (CRD# 5921639) is an Investment Advisor Representative working at Pks Investment Advisors LLC in Salisbury, MD and has over 5 years of experience in the finance industry.
CRD# 48898
Investacorp Advisory Services Inc.
Score
96
CRD# 2442280
Stratwealth
Score
96
CRD# 4082019
Cetera Advisors LLC
Score
96
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pks Investment Advisor LLC | Salisbury, MD | Jan 2017 - Current | 1 |
| T. Rowe Price | Baltimore, MD | Apr 2012 - Nov 2016 | 4 |
| Turf Valley Resort | Ellicott City, MD | Jun 2004 - May 2012 | 7 |
| Pine Orchard Liquors | Ellicott City, MD | Feb 2012 - Mar 2012 | < 1 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Jun 2011 - Dec 2011 | < 1 |
| Dough Roller | Ocean City, MD | May 2009 - May 2011 | 2 |
| Salisbury Unviversity | Salisbury, MD | Aug 2007 - May 2011 | 3 |
| Salisbury University Dining Services | Salisbury, MD | Mar 2009 - May 2010 | 1 |
| Planet Fitness | Baltimore, MD | Dec 2008 - Jan 2009 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2012 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2013 |
- DE
- MD
-
Total Assets Under Management140MILLIONS
-
Total Number of Accounts755ACCOUNTS
-
Average Account Value$185,301
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
DE, MD, TX
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