Steven ShorleyCRD Number: 5301881
Current Firm: Ae Wealth Management, LLC
Steven Shorley (CRD# 5301881) is an Investment Advisor Representative working at Ae Wealth Management, LLC in Topeka, KS and has over 15 years of experience in the finance industry.
Proactive Capital Management, Inc.
Cambridge Investment Research Advisors, Inc.
|Madison Avenue Securities||San Diego, CA||Jul 2022 - Current||< 1|
|Ae Wealth Management LLC||Topeka, KS||Jul 2022 - Current||< 1|
|L&s Capital Investments Llc, Dba Summit Tax And Wealth Advisory||Saint Peters, MO||Jan 2019 - Current||3|
|Kalos Capital||Alpharetta, GA||Sep 2018 - Jul 2022||3|
|Heartland Coca - Cola||St. Charles, MO||Feb 2017 - Jan 2019||1|
|Coca - Cola Refreshments||St. Charles, MO||Jul 2007 - Feb 2017||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2007|
|S66||NASAA Uniform Combined State Law Examination||Sep 2019|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management19,640MILLIONS
Total Number of Accounts142,130ACCOUNTS
Average Account Value$138,184
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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