Susan Rose, financial advisor Victorville CA
93 score

Susan Rose

CRD Number: 4617637
Current Firm: Wells Fargo Clearing Services, LLC

Susan Rose (CRD# 4617637) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Victorville, CA and has over 9 years of experience in the finance industry.

Similar Advisors
Stephen Morris, financial advisor Victorville CA
Stephen V. Morris
CRD# 2885938
Securities America Advisors, Inc.
Score
93
Similar Advisors
Pamela Plick, financial advisor Victorville CA
Pamela D. Plick
CRD# 2831150
Pamela Plick Wealth Management LLC
Score
96
Similar Advisors
Mark Yates, financial advisor Victorville CA
Mark P. Yates
CRD# 4735704
Securities America Advisors, Inc.
Score
96
Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Victorville, CA Nov 2016 - Current 1
Wells Fargo Bank Victorville, CA May 1994 - Current 23
Wells Fargo Advisors LLC Victorville, CA Jan 2011 - Nov 2016 5
Wells Fargo Investments, LLC Victorville, CA Dec 2002 - Jan 2011 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2009
Contact Info for Susan M. Rose
Phone Number: 314-875-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    409,716
    MILLIONS
  • Total Number of Accounts
    1,359,521
    ACCOUNTS
  • Average Account Value
    $301,368
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Susan Rose and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.