Sweta Bhargav (CRD# 6745163) is an Investment Advisor Representative working at Adviso Wealth in Blue Bell, PA and has over 5 years of experience in the finance industry. Sweta Bhargav has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
The CFA is the gold standard for financial professionals who analyze securities. CFAs focus on portfolio construction and investment selection.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Adviso Wealth LLC | Blue Bell, PA | Mar 2020 - Current | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Blue Bell, PA | Jul 2018 - Feb 2020 | 1 |
| Unemployed | Cincinnati, OH | Mar 2018 - Jun 2018 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati, OH | Jan 2017 - Mar 2018 | 1 |
| Unemployed | London, | Mar 2016 - Dec 2016 | < 1 |
| Schroders Investment Management | London, | Jul 2015 - Feb 2016 | < 1 |
| Insight Investment | London, | Mar 2012 - May 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2018 |
- NY
- PA
-
Total Assets Under Management1MILLIONS
-
Total Number of Accounts42ACCOUNTS
-
Average Account Value$31,733
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
NY, PA
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