Tan Doan, financial advisor Newbury Park CA

Tan Doan

CRD Number: 6298116
Current Firm: Citigroup Global Markets Inc.

Tan Doan (CRD# 6298116) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Newbury Park, CA and has over 7 years of experience in the finance industry.

Similar Advisors
Blair Aaronson, financial advisor Newbury Park CA
Blair I. Aaronson
CRD# 1343922
Virtue Capital Management, LLC
Similar Advisors
Mohammed Aater, financial advisor Newbury Park CA
Mohammed Aater
CRD# 3250900
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Similar Advisors
Karolina Abargil Koziec, financial advisor Newbury Park CA
Karolina Y. Abargil Koziec
CRD# 5710119
J.p. Morgan Securities LLC
Professional Designations
Company Name Location Dates Years
Citigroup Calabasas, CA Jul 2019 - Current 2
Wells Fargo Clearing Services, LLC Los Angeles, CA Nov 2016 - Jul 2019 2
Wells Fargo Bank, Na Los Angeles, CA Aug 2014 - Jul 2019 4
Wells Fargo Advisors, LLC Los Angeles, CA Oct 2014 - Nov 2016 2
Umemployed Oxnard, CA Jun 2014 - Aug 2014 < 1
Jp Morgan Securities LLC Thousand Oaks, CA Jan 2014 - Jun 2014 < 1
Jpmorgan Chase Bank Thousand Oaks, CA Aug 2012 - Jun 2014 1
Unemployed Oxnard, CA Jun 2012 - Jul 2012 < 1
Global Medical Direct, Inc. Lenexa, KS Dec 2009 - May 2012 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2014
Contact Info for Tan Doan
Phone Number: 212-816-6000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    38,272
    MILLIONS
  • Total Number of Accounts
    51,112
    ACCOUNTS
  • Average Account Value
    $748,782
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.