Tanya FriasCRD Number: 4250965
Current Firm: Trust Advisory Group Ltd
Tanya Frias (CRD# 4250965) is an Investment Advisor Representative working at Trust Advisory Group Ltd in Bloomfield, CT and has over 20 years of experience in the finance industry. Tanya Frias has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Springboard Asset Management LLC
Advice And Planning Services
Citizens Investment Services
|Advisory Group Equity Services, Ltd.||Woburn, MA||Dec 2020 - Current||< 1|
|Mml Investors Services||New York, NY||Sep 2017 - Nov 2020||3|
|Massachusetts Mutual Life Insurance Company||New York, NY||Sep 2017 - Nov 2020||3|
|Wells Fargo Clearing Services, LLC||New York, NY||Nov 2016 - Sep 2017||< 1|
|Wells Fargo Advisors, LLC||New York, NY||Jun 2016 - Nov 2016||< 1|
|Jp Morgan Securities LLC||New York, NY||Feb 2013 - Jun 2016||3|
|Columbidae Kit Lcc||New York, NY||Dec 2012 - Jun 2016||3|
|Hsbc Securities (usa) Inc.||Flushing, NY||Jun 2008 - Jan 2013||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2001|
|S66||NASAA Uniform Combined State Law Examination||Jun 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management408MILLIONS
Total Number of Accounts1,575ACCOUNTS
Average Account Value$258,884
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, DC, FL, GA, IL, IN, KY, MA, MD, ME, MI, MT, NC, NH, NJ, NY, OH, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.