Tanya FriasCRD Number: 4250965
Current Firm: Trust Advisory Group Ltd
Tanya Frias (CRD# 4250965) is an Investment Advisor Representative working at Trust Advisory Group Ltd in Bloomfield, CT and has over 19 years of experience in the finance industry. Tanya Frias has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Springboard Asset Management LLC
Advice And Planning Services
Northwestern Mutual Investment Services,llc
|Advisory Group Equity Services, Ltd.||Woburn, MA||Dec 2020 - Current||< 1|
|Mml Investors Services||New York, NY||Sep 2017 - Nov 2020||3|
|Massachusetts Mutual Life Insurance Company||New York, NY||Sep 2017 - Nov 2020||3|
|Wells Fargo Clearing Services, LLC||New York, NY||Nov 2016 - Sep 2017||< 1|
|Wells Fargo Advisors, LLC||New York, NY||Jun 2016 - Nov 2016||< 1|
|Jp Morgan Securities LLC||New York, NY||Feb 2013 - Jun 2016||3|
|Columbidae Kit Lcc||New York, NY||Dec 2012 - Jun 2016||3|
|Hsbc Securities (usa) Inc.||Flushing, NY||Jun 2008 - Jan 2013||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2001|
|S66||NASAA Uniform Combined State Law Examination||Jun 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management408MILLIONS
Total Number of Accounts1,575ACCOUNTS
Average Account Value$258,884
- A percentage of assets under your management
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AZ, CA, CO, CT, DC, FL, GA, IL, IN, KY, MA, MD, ME, MI, MT, NC, NH, NJ, NY, OH, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI
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