Tanya Frias, financial advisor Bloomfield CT

Tanya Frias

CRD Number: 4250965
Current Firm: Trust Advisory Group Ltd

Tanya Frias (CRD# 4250965) is an Investment Advisor Representative working at Trust Advisory Group Ltd in Bloomfield, CT and has over 20 years of experience in the finance industry. Tanya Frias has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Advisory Group Equity Services, Ltd. Woburn, MA Dec 2020 - Current < 1
Mml Investors Services New York, NY Sep 2017 - Nov 2020 3
Massachusetts Mutual Life Insurance Company New York, NY Sep 2017 - Nov 2020 3
Wells Fargo Clearing Services, LLC New York, NY Nov 2016 - Sep 2017 < 1
Wells Fargo Advisors, LLC New York, NY Jun 2016 - Nov 2016 < 1
Jp Morgan Securities LLC New York, NY Feb 2013 - Jun 2016 3
Columbidae Kit Lcc New York, NY Dec 2012 - Jun 2016 3
Hsbc Securities (usa) Inc. Flushing, NY Jun 2008 - Jan 2013 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2001
S66 NASAA Uniform Combined State Law Examination Jun 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Tanya Frias
Phone Number: 781-933-6100
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    408
    MILLIONS
  • Total Number of Accounts
    1,575
    ACCOUNTS
  • Average Account Value
    $258,884
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, CT, DC, FL, GA, IL, IN, KY, MA, MD, ME, MI, MT, NC, NH, NJ, NY, OH, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI

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