Theresa Hannon (CRD# 1425033) is an Investment Advisor Representative working at American Portfolios Advisors, Inc. in Oak Brook, IL and has over 26 years of experience in the finance industry.
CRD# 871521
Ellis Wealth Advisors, LLC
Score
106
CRD# 4478796
Krd Financial
Score
106
CRD# 3080178
Waddell & Reed
Score
104
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Regal Investment Advisors LLC | Kentwood, MI | Jan 2011 - Current | 7 |
| American Portfolios Financial Services, Inc. | Wheaton, IL | Jan 2010 - Current | 8 |
| Theresa M Hannon Financial Services | Wheaton, IL | Sep 1991 - Current | 26 |
| Sagepoint Financial, Inc. | Wheaton, IL | Oct 2008 - Jan 2010 | 1 |
| American General Securities Incorporated | Houston, TX | Oct 1997 - Oct 2008 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1991 |
| S65 | NASAA Investment Advisors Law Examination | Aug 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Customer Dispute
- CA
- IL
- SC
- VA
- CT
- MN
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Total Assets Under Management3,158MILLIONS
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Total Number of Accounts17,315ACCOUNTS
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Average Account Value$182,412
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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