Thomas Carlson (CRD# 5940999) is an Investment Advisor Representative working at Wedbush Securities Inc. in Los Angeles, CA and has over 9 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6232434
Bluepoint Wealth Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Wedbush Securities | Los Angeles, CA | Sep 2022 - Current | 1 |
Ameriprise Financial Services Inc. | Minneapolis, MN | Jul 2017 - Sep 2022 | 5 |
U.s. Bank | Saint Paul, MN | Jan 2015 - Jul 2017 | 2 |
U.s. Bancorp Investments, Inc. | Saint Paul, MN | Jan 2015 - Jul 2017 | 2 |
Voya Financial | Minneapolis, MN | Sep 2014 - Dec 2014 | < 1 |
Voya Financial Advisors | Minneapolis, MN | Sep 2014 - Dec 2014 | < 1 |
Ing | Minneapolis, MN | Nov 2013 - Sep 2014 | < 1 |
Ing Financial Partners | Minneapolis, MN | Nov 2013 - Sep 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Dec 2014 |
- CA
- MN
-
Total Assets Under Management4,502MILLIONS
-
Total Number of Accounts9,055ACCOUNTS
-
Average Account Value$497,178
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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