Thomas Cooper, financial advisor Ocala FL
96 score

Thomas Cooper

CRD Number: 1038603
Current Firm: Naples Asset Management Company, LLC

Thomas Cooper (CRD# 1038603) is an Investment Advisor Representative working at Naples Asset Management Company, LLC in Ocala, FL and has over 27 years of experience in the finance industry. Thomas Cooper has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Naples Asset Management Naples, FL Jun 2013 - Current 4
Global Wealth Consultants, LLC Naples, FL Oct 2011 - Jun 2013 1
Independent Financial Group Naples, FL Sep 2011 - Oct 2011 < 1
Guardian Life Insurance Company Estero, FL Apr 2011 - Aug 2011 < 1
Park Avenue Securities Estero, FL Apr 2011 - Aug 2011 < 1
Commonwealth Financial Network Naples, FL Jan 2010 - Apr 2011 1
Commonwealth Financial Network Waltham, MA Mar 1996 - Apr 2011 15
Financial Alternatives Inc. Forked River, NJ Jan 1980 - Jan 2010 30
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1990
Contact Info for Thomas J. Cooper
Phone Number: (239) 593-5525
Firm Website:
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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