Thomas Falter, financial advisor New Cumberland WV
93 score

Thomas Falter

CRD Number: 1154956
Current Firm: Global Investment Advisors, LLC

Thomas Falter (CRD# 1154956) is an Investment Advisor Representative working at Global Investment Advisors, LLC in New Cumberland, WV and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisors LLC Denver, CO Oct 2016 - Current 1
Hancock County Schools Weirton, WV Nov 1990 - Current 27
Thomas Falter & Assoc. Weirton, WV Sep 1981 - Current 36
A.l. Williams Weirton, WV Sep 1981 - Current 36
Investors Capital Corp. Greenville, NC Jan 1997 - Oct 2016 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1983
S65 NASAA Investment Advisors Law Examination Sep 1998
Contact Info for Thomas P. Falter
Phone Number: 978-561-1824
Registered State(s):
  • FL
  • WV
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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