Thomas HerberCRD Number: 4560906
Current Firm: Cuso Financial Services, LP
Thomas Herber (CRD# 4560906) is an Investment Advisor Representative working at Cuso Financial Services, LP in San Diego, CA and has over 15 years of experience in the finance industry.
Park Avenue Securities LLC
Nautilus Advisors LLC
Heyman Investment Counseling LLC
|Cuso Financial Services, LP||San Diego, CA||Jan 2018 - Current||< 1|
|Wells Fargo Clearing Services, LLC||Santa Rosa, CA||Nov 2016 - Jan 2018||1|
|Wells Fargo Advisors, LLC||Santa Rosa, CA||Oct 2014 - Nov 2016||2|
|Bank Of The West||Novato, CA||Sep 2011 - Oct 2014||3|
|Bancwest Investment Services||Novato, CA||Sep 2011 - Oct 2014||3|
|Hult International Business School||San Francisco, CA||Aug 2010 - Aug 2011||1|
|Fitz Group||San Francisco, CA||Feb 2011 - Jul 2011||< 1|
|Unemployed||San Francisco, CA||May 2010 - Aug 2010||< 1|
|Questar Capital Corporation||Minneapolis, MN||May 2008 - Apr 2010||1|
|Unemployed||New York, NY||Apr 2008 - May 2008||< 1|
|Chase Investment Services Corp.||Newyork, NY||Feb 2006 - Mar 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2003|
|S66||NASAA Uniform Combined State Law Examination||Jul 2004|
Total Assets Under Management1,808MILLIONS
Total Number of Accounts9,438ACCOUNTS
Average Account Value$191,594
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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