Thomas Johnson (CRD# 1215434) is an Investment Advisor Representative working at Royal Capital Wealth Management LLC in Carmel, IN and has over 40 years of experience in the finance industry.
CRD# 838414
Canterbury Investment Management, LLC
CRD# 5915026
Edward Jones
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Royal Capital Wealth Management LLC | Carmel, IN | Jan 2018 - Current | 6 |
| Rbc Capital Markets | Indianapolis, IN | Mar 2009 - Dec 2017 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1983 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IN
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Total Assets Under Management177MILLIONS
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Total Number of Accounts286ACCOUNTS
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Average Account Value$619,434
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
IN
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