Thomas KonkowskiCRD Number: 3011057
Current Firm: Gradient Wealth Management
Thomas Konkowski (CRD# 3011057) is an Investment Advisor Representative working at Gradient Wealth Management in Gilbert, AZ and has over 20 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Barnes Investment Advisory Inc.
|Vista Wealth Tax, LLC||Peoria, AZ||Oct 2017 - Current||< 1|
|Vista Wealth Advisory Pllc||Peoria, AZ||Oct 2017 - Current||< 1|
|Gradient Securities, LLC||Arden Hills, MN||May 2015 - Current||2|
|Vista Wealth Network, Pllc||Prescott, AZ||Sep 2010 - Current||7|
|Westgate Insurance Group, Pllc||Prescott, AZ||Sep 2010 - Current||7|
|Westgate Financial, Llc Dba The Tax Center||Prescott, AZ||Mar 2009 - Current||9|
|Cds Financial Services, LLC||Prescott, AZ||Apr 2008 - Current||9|
|Vista Wealth Management, Pllc||Peoria, AZ||Oct 2012 - Jul 2017||4|
|First Allied Advisory Services, Inc.||Chesterfield, MO||Jun 2012 - May 2015||2|
|First Allied Securities, Inc.||San Diego, CA||May 2012 - May 2015||3|
|Wrp Investments, Inc.||Youngstown, OH||Apr 2009 - May 2012||3|
|Wachovia Securities, LLC||Phoenix, AZ||Sep 2007 - Apr 2009||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
|S65||NASAA Investment Advisors Law Examination||Dec 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management164MILLIONS
Total Number of Accounts1,775ACCOUNTS
Average Account Value$92,479
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV
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