Thomas McCarthy, financial advisor Memphis TN
93 score

Thomas McCarthy

CRD Number: 1224089
Current Firm: Stringer Asset Management, LLC

Thomas McCarthy (CRD# 1224089) is an Investment Advisor Representative working at Stringer Asset Management, LLC in Memphis, TN and has over 34 years of experience in the finance industry.

Similar Advisors
Lindsey Donovan, financial advisor Memphis TN
Lindsey K. Donovan
CRD# 5281960
Wells Fargo Advisors Financial Network, LLC
Score
103
Similar Advisors
William Gates, financial advisor Memphis TN
William Gates
CRD# 5203846
Delta Asset Management, LLC
Score
103
Similar Advisors
Mark Collinsworth, financial advisor Memphis TN
Mark P. Collinsworth
CRD# 4422660
Vere Global Wealth Management
Score
98
Company Name Location Dates Years
Matrix 360 Distributors LLC Kansas City, MO May 2017 - Current < 1
Horizon Investment Services, LLC Hammond, IN Nov 2009 - Mar 2017 7
Self Employed Glen Ellyn, IL Jan 2009 - Nov 2009 < 1
Smh Capital, Inc. Houston, TX Aug 2008 - Jan 2009 < 1
Edelman Financial Advisors LLC Fairfax, VA Jan 2008 - Jan 2009 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1984
S65 NASAA Investment Advisors Law Examination Apr 1996
S66 NASAA Uniform Combined State Law Examination Mar 2003
Contact Info for Thomas M. McCarthy
Phone Number: 901-800-2956
Registered State(s):
  • IL
  • IN
By the Numbers
  • Total Assets Under Management
    102
    MILLIONS
  • Total Number of Accounts
    348
    ACCOUNTS
  • Average Account Value
    $292,436
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AR, FL, IL, IN, KY, LA, MS, NC, NJ, TN, TX

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.