Thomas Mercer, financial advisor Tukwila WA
93 score

Thomas Mercer

CRD Number: 6032665
Current Firm: Lpl Financial LLC

Thomas Mercer (CRD# 6032665) is an Investment Advisor Representative working at Lpl Financial LLC in Tukwila, WA and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Becu Investment Services Tukwila, WA Jun 2017 - Current < 1
Lpl Financial LLC Tukwila, WA Jun 2017 - Current < 1
First Tech Federal Credit Union Bellevue, WA May 2014 - May 2017 3
Raymond James Financial Services Advisors Inc. Bellevue, WA Oct 2013 - May 2017 3
Raymond James Financial Services, Inc. Bellevue, WA Sep 2013 - May 2017 3
Unemployed Lynnwood, WA Jun 2013 - Sep 2013 < 1
Banner Bank Bothell, WA Apr 2013 - Jun 2013 < 1
Unemployed Lynnwood, WA Dec 2012 - Apr 2013 < 1
Penn Mutual Life Ins Co Horsham, PA Jul 2012 - Dec 2012 < 1
Pacific Capital Resource Group Bellevue, WA May 2012 - Dec 2012 < 1
Hornor Townsend & Kent Inc. Horsham, PA Mar 2012 - Dec 2012 < 1
Washington State University Pullman, WA Aug 2008 - May 2012 3
Food And Drug Administration Bothell, WA Jun 2011 - Aug 2011 < 1
Mcdonald's Corporation Pullman, WA Mar 2010 - Apr 2011 1
Subway Restaurants Lynnwood, WA May 2009 - Aug 2009 < 1
Subway Restaurants Lynnwood, WA Mar 2007 - Aug 2008 1
Lynnwood High School Lynnwood, WA Sep 2004 - Jun 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2012
S65 NASAA Investment Advisors Law Examination Jun 2012
Contact Info for Thomas G. Mercer
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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