Thomas Mincy, financial advisor Indianapolis IN

Thomas Mincy

CRD Number: 5339845
Current Firm: Ausdal Financial Partners, Inc.

Thomas Mincy (CRD# 5339845) is an Investment Advisor Representative working at Ausdal Financial Partners, Inc. in Indianapolis, IN and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Ausdal Financial Partners Davenport, IA Aug 2013 - Current 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas M. Mincy
Phone Number: 563-326-2064
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    1,416
    MILLIONS
  • Total Number of Accounts
    8,303
    ACCOUNTS
  • Average Account Value
    $170,504
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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