Thomas Walsh, CFA, financial advisor Cincinnati OH

Thomas Walsh, CFA

Walsh Asset Management, LLC

CRD Number: 1210661
Current Firm: Cambridge Investment Research Advisors, Inc.
Compensation Model: Both

Thomas Walsh (CRD# 1210661) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Cincinnati, OH and has over 29 years of experience in the finance industry.

CONTACT
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Professional Designations
Company Name Location Dates Years
Duncan Financial Planning Advisors Irwin, PA Dec 2020 - Current 3
Cambridge Investment Research, Inc. Fairfield, IA Sep 2011 - Current 12
Cambridge Investment Research Advisors, Inc. Fairfield, IA Sep 2011 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1993
S65 NASAA Investment Advisors Law Examination Oct 1999
Contact Info for Thomas J. Walsh, CFA
By the Numbers
  • Total Assets Under Management
    82,428
    MILLIONS
  • Total Number of Accounts
    461,370
    ACCOUNTS
  • Average Account Value
    $178,659
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States
The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

Registered Principal, with securities offered through Cambridge Investment Research, Inc. a Broker/Dealer, member FINRA/SIPC.  Investment Advisor Representative, Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Walsh Asset Management, LLC and Cambridge are separate entities.

 

Branch Office: 3914 Miami Road, Suite 201, Cincinnati, OH 45227 513-624-6618

 

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Data verified by both the advisor and the public regulatory data.

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