Timothy Kertz (CRD# 3026313) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Lake Ozark, MO and has over 24 years of experience in the finance industry. Timothy Kertz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6895513
Edward Jones
CRD# 5705905
Lpl Financial LLC
CRD# 2145558
Cambridge Investment Research Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stifel Nicolaus & Co Inc. | Lake Ozark, MO | Oct 2021 - Current | 2 |
| Wells Fargo Clearing Services, LLC | Lake Ozark, MO | Nov 2016 - Oct 2021 | 4 |
| Wells Fargo Advisors LLC | Lake Ozark, MO | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2000 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2011 |
- MO
- TX
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Total Assets Under Management149,249MILLIONS
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Total Number of Accounts348,524ACCOUNTS
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Average Account Value$428,231
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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