Tracy Shannon, financial advisor Rolling Hills Estates CA

Tracy Shannon

CRD Number: 1872702
Current Firm: Allstate Financial Advisors, LLC

Tracy Shannon (CRD# 1872702) is an Investment Advisor Representative working at Allstate Financial Advisors, LLC in Rolling Hills Estates, CA and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Allstate Insurance Company Woodland Hills, CA Jul 2018 - Current 5
Tracy Shannon Financial Services Woodland Hills, CA Jul 2018 - Current 5
Brokers International Financial Services, LLC San Diego, CA Mar 2016 - Jul 2018 2
Next Financial Group, Inc. Houston, TX Jul 2008 - Mar 2016 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1993
S65 NASAA Investment Advisors Law Examination Jun 2003
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Tracy A. Shannon
Phone Number: 877-232-2142
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    29
    MILLIONS
  • Total Number of Accounts
    139
    ACCOUNTS
  • Average Account Value
    $205,173
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY

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