Uri TrippCRD Number: 5509703
Current Firm: Principal Securities, Inc.
Uri Tripp (CRD# 5509703) is an Investment Advisor Representative working at Principal Securities, Inc. in Morgan Hill, CA and has over 9 years of experience in the finance industry.
Opes Advisors, Inc.
Stanford Investment Group, Inc.
Wales Investments Inc.
|Principal Securities Inc.||Morgan Hill, CA||Jan 2018 - Current||< 1|
|Principal Life Insurance Company||Morgan Hill, CA||Jan 2018 - Current||< 1|
|Unionbanc Investment Services||Salinas, CA||May 2009 - Oct 2017||8|
|Unemployed||Salinas, CA||Jan 2009 - May 2009||< 1|
|Edward Jones||St Louis, MO||Mar 2008 - Jan 2009||< 1|
|Countrywide Full Spectrum Lending Division||Salinas, CA||Mar 2005 - Mar 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2008|
Total Assets Under Management1,916MILLIONS
Total Number of Accounts17,630ACCOUNTS
Average Account Value$108,691
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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