Vijaylakshmi Shetty, financial advisor San Jose CA
93 score

Vijaylakshmi Shetty

CRD Number: 5335075
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Vijaylakshmi Shetty (CRD# 5335075) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Jose, CA and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose, CA Jun 2017 - Current < 1
Bank Of America, N.a. San Jose, CA Jun 2017 - Current < 1
Unemployed San Jose, CA Apr 2017 - Jun 2017 < 1
Tiaa Palo Alto, CA Nov 2016 - Apr 2017 < 1
Tiaa-cref Individual & Institutional Services, LLC Palo Alto, CA Nov 2016 - Apr 2017 < 1
Merrill Lynch Pierce, Fenner And Smith Inc. San Jose, CA Aug 2011 - Nov 2016 5
Bank Of America, N.a. San Jose, CA Aug 2011 - Nov 2016 5
Kane Financial Services Los Gatos, CA Jul 2011 - Aug 2011 < 1
Unemployed San Jose, CA May 2010 - Jul 2011 1
Metlife Securities Inc. San Jose, CA Apr 2009 - May 2010 1
Ameriprise Financial Services Campbell, CA Apr 2008 - Apr 2009 1
Unemployed San Jose, CA Feb 2007 - Apr 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2007
Contact Info for Vijaylakshmi Shetty
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    639,574
    MILLIONS
  • Total Number of Accounts
    1,831,494
    ACCOUNTS
  • Average Account Value
    $349,209
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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