Vincent Klein, financial advisor Saint Louis MO
66 score

Vincent Klein

CRD Number: 6405729
Current Firm: Saxony Capital Management, LLC

Vincent Klein (CRD# 6405729) is an Investment Advisor Representative working at Saxony Capital Management, LLC in Saint Louis, MO and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Saxony Securities St. Louis, MO Jan 2018 - Current < 1
Saxony Capital Management St. Louis, MO Jan 2018 - Current < 1
Cvk Properties, LLC Ballwin, MO May 2014 - Current 3
New Perspective Financial, LLC Chesterfield, MO Jan 2013 - Current 5
Motor Transport Alliance Webster Groves, MO Jun 2012 - Current 5
Christ Prince Of Peace Knights Of Columbus Council Manchester, MO Jan 2011 - Current 7
Madison Avenue Securities San Diego, CA Apr 2016 - Dec 2017 1
Transamerica Financial Advisors, Inc. Town &amp; Country, MO Oct 2014 - Apr 2016 1
Fox Creek Estates Neighborhood Board Of Directors Ballwin, MO Feb 2012 - Apr 2016 4
Vctm Global, LLC Ballwin, MO Nov 2010 - Apr 2014 3
Capa Realty Group Ballwin, MO Feb 2012 - Mar 2014 2
Everest Horology Products Manchester, MO Jan 2012 - Feb 2014 2
Centro Property Management Ballwin, MO Oct 2011 - Dec 2013 2
Arthur J Gallagher St Louis, MO Sep 2005 - Jan 2013 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Vincent J. Klein
Phone Number: 314-963-9336
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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