Wayne von Borstel (CRD# 1419351) is an Investment Advisor Representative working at Von Borstel & Associates in The Dalles, OR and has over 37 years of experience in the finance industry. Wayne Von Borstel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4542577
Cuso Financial Services
CRD# 1823893
Raymond James Financial Services Advisors, Inc.
CRD# 4771578
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Von Borstel & Associates, Inc. | The Dalles, OR | Aug 2020 - Current | 3 |
| Financial Advocates Investment Management | The Dalles, OR | Mar 2017 - Aug 2020 | 3 |
| Lpl Financial LLC | The Dalles, OR | Jul 2001 - Aug 2020 | 19 |
| Von Borstel & Associates, Inc. | Portland, OR | Sep 2014 - Mar 2017 | 2 |
| Oregon Trail Financial Services, Inc. | The Dalles, OR | Mar 2000 - Sep 2014 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1987 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OR
- TX
- WA
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Total Assets Under Management504MILLIONS
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Total Number of Accounts2,079ACCOUNTS
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Average Account Value$242,637
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
- Other
AK, AZ, CA, OR, TX, WA
Investment advisory services offered through von Borstel & Associates, Inc., an SEC Registered Investment Advisor.
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