William BackesCRD Number: 1101880
Current Firm: Kestra Advisory Services, LLC
William Backes (CRD# 1101880) is an Investment Advisor Representative working at Kestra Advisory Services, LLC in Payson, AZ and has over 35 years of experience in the finance industry.
Thrivent Investment Management Inc.
J.p. Morgan Securities LLC
|Kestra Financial, Inc.||Payson, AZ||Oct 2016 - Current||1|
|Lpl Financial LLC||Scottsdale, AZ||Jul 2014 - Current||3|
|Householder Group Estate & Retirement Specialists||Scottsdale, AZ||Jul 2014 - Current||3|
|Service First Insurance||Payson, AZ||Apr 2008 - Current||9|
|National Planning Corporation||El Segundo, CA||Jul 2011 - Jul 2014||3|
|Fox College Funding||San Diego, CA||Jan 2005 - Jul 2014||9|
|Market Me Baby, Inc.||Payson, AZ||Jan 2003 - Jul 2014||11|
|Eci Pension Services, LLC||Phoenix, AZ||Aug 2001 - Jul 2014||12|
|Estate Planning Strategies||Phoenix, AZ||Jul 1993 - Jul 2014||21|
|Securities America Advisors, Inc.||Omaha, NE||Aug 1999 - Jul 2011||11|
|Securities America, Inc.||Payson, AZ||Apr 1992 - Jul 2011||19|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1983|
|S65||NASAA Investment Advisors Law Examination||Jul 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management16,009MILLIONS
Total Number of Accounts63,471ACCOUNTS
Average Account Value$252,225
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.