William Thomas, financial advisor Raleigh NC

William Thomas

CRD Number: 6495096
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

William Thomas (CRD# 6495096) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Raleigh, NC and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Cary, NC Jul 2017 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cary, NC May 2017 - Current 4
Young Life Greensboro Greensboro, NC Aug 2016 - Apr 2017 < 1
Uncg Greensboro, NC Aug 2012 - May 2016 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cary, NC May 2015 - Jul 2015 < 1
Green Hope High School Cary, NC Aug 2008 - Jun 2012 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2017
Contact Info for William W. Thomas
Phone Number: 800-637-7455
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    1,084,544
    MILLIONS
  • Total Number of Accounts
    2,605,171
    ACCOUNTS
  • Average Account Value
    $416,304
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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