William Warner, financial advisor Tampa FL
93 score

William Warner

CRD Number: 5914667
Current Firm: Axa Advisors, LLC

William Warner (CRD# 5914667) is an Investment Advisor Representative working at Axa Advisors, LLC in Tampa, FL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Axa Advisors LLC New York, NY Jul 2017 - Current < 1
Axa Equitable Tampa, FL Jul 2017 - Current < 1
Lpl Financial, LLC Tampa, FL Oct 2016 - Jul 2017 < 1
Independent Financial Partners Tampa, FL Oct 2016 - Jun 2017 < 1
Raymond James Financial Services Advisors Inc. St. Petersburg, FL Jan 2013 - Oct 2016 3
Raymond James Financial Services, Inc. St. Petersburg, FL May 2011 - Oct 2016 5
Raymond James Financial Services St. Petersburg, FL Apr 2011 - May 2011 < 1
Raymond James Financial Services St. Petersburg, FL Mar 2011 - Apr 2011 < 1
Numismatic Guaranty Sarasota, FL Jan 2007 - Mar 2011 4
University Of South Florida Tampa, FL Aug 2008 - Aug 2010 2
State College Of Florida Bradenton, FL Aug 2006 - Aug 2008 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2012
Contact Info for William J. Warner
Phone Number: 212-314-4600
Firm Website: http://axa.us.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    14,539
    MILLIONS
  • Total Number of Accounts
    49,556
    ACCOUNTS
  • Average Account Value
    $293,380
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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